Field of activity:   The Compliance Function works closely with the individual business units and group control functions to ensure compliance with national and international laws and regulations applicable to the various units of the Deutsche Börse Group and its business activities. The compliance function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products. Clearstream Compliance works in partnership with Group Compliance which is responsible in defining group-wide compliance policies, supports their uniform application within the group entities, and provides centralised services to prevent money laundering and terrorist financing, international financial sanctions, anti-corruption; data protection, and the prevention of conflicts of interest and related securities law requirements.   As a Compliance Officer (Support) based in Prague, you will play a...

Job Description: Job Title: Infrastructure Compliance Officer, AVP Location: Manila Corporate Title: Assistant Vice President The role of APAC Infrastructure Compliance is to provide regional governance and oversight over Infrastructure Functions operating across APAC locations to ensure that they operate consistently in accordance with Deutsche Bank Group policies and standards of conduct, and that Global Compliance initiatives are successfully implemented within the region. The successful candidate will join the Infrastructure Compliance function with a primary focus on Infrastructure Compliance risks and related regulatory matters in APAC particularly. What we’ll offer you A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its...

Job Description: Job Title: Compliance Officer Corporate Title: AVP Location: São Paulo, Brazil Overview Compliance is mandated by regulators to be a fully independent control function that monitors, assesses and trains on compliance with legal and regulatory requirements and internal policies, provides advice on compliance to the management body and other relevant staff, and establishes policies and processes to manage compliance risks. Furthermore, Compliance performs second level controls & testing, monitors and reports on against risk appetite and establishes procedures in case of risk type appetite breaches. This role within the Compliance Brazil advisory team covers a wide array of compliance responsibilities including but not limited to advice, advocacy, product/service review and approval, training, surveillance, regulatory watch and monitoring of controls as part of our comprehensive program for ensuring compliance with the Brazil...

Job Description: B usiness Division:      Compliance Functional Title:           Compliance Officer Corporate Title:            Assistant Vice President Job Posting Title:          Compliance Officer Location:                    IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which entails providing guidance on applicable regulations, managing risk assessments, providing compliance advisory, designing compliance programs/frameworks, monitoring, executing on compliance strategies, finalizing policies and procedures and implementation of global projects. You will gain exposure to the variety of corporate bank businesses (Trade, Cash, Trust, Custody) and other business as and when offered in IBU.     Compliance, as an independent and robust second level control function, manages Compliance risk and deepens the...

Job Description: Job Title: Compliance Officer Corporate Title: AVP Location: São Paulo, Brazil Overview Compliance is mandated by regulators to be a fully independent control function that monitors, assesses and trains on compliance with legal and regulatory requirements and internal policies, provides advice on compliance to the management body and other relevant staff, and establishes policies and processes to manage compliance risks. Furthermore, Compliance performs second level controls & testing, monitors and reports on against risk appetite and establishes procedures in case of risk type appetite breaches. This role within the Compliance Brazil advisory team covers a wide array of compliance responsibilities including but not limited to advice, advocacy, product/service review and approval, training, surveillance, regulatory watch and monitoring of controls as part of our comprehensive program for ensuring compliance with the Brazil...

Job Description: Job Title: Compliance Officer - AFC & Compliance Testing Corporate Title: Associate Location: Pune, India Role Description The DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firm’s compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions. The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews, tests, and branch inspections designed to provide assurance that the internal control framework is effective in mitigating AFC and Compliance risk within DWS in the Americas Region. What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral)...

Job Description: Job Title: Compliance Officer - AFC & Compliance Testing Corporate Title: AVP Location: Pune, India Role Description The DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firm’s compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions. The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews, tests, and branch inspections designed to provide assurance that the internal control framework is effective in mitigating AFC and Compliance risk within DWS in the Americas Region. What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral)...

Job Description: Job Title: Compliance Officer - AFC & Compliance Testing Corporate Title: AVP Location: Pune, India Role Description The DWS Anti-financial Crime (AFC) and Compliance Testing team, part of the AFC and Compliance Department, conducts reviews to evaluate the firm’s compliance with applicable laws and regulations and to ensure that control gaps are escalated and mitigated through remedial actions. The Compliance Officer will support the Americas Head of AFC and Compliance Testing in performing reviews, tests, and branch inspections designed to provide assurance that the internal control framework is effective in mitigating AFC and Compliance risk within DWS in the Americas Region. What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral)...

Job Description: Details of the Division and Team:     The MLRO and Deputy Compliance Officer is responsible for providing support to the business advisory team in their engagement with relevant business and/or infrastructure areas.  They typically have daily interaction with key stakeholders and have a regional and/or country coverage.  Where provision of advice is required, advice includes level 1 control advice and assisting with conducting level 2 controls and risk assessments. In addition, the MLRO and Deputy Compliance supports the maintenance of relationships with other relevant areas of the function and/or works directly with subject matter experts and other teams from across the function. What we will offer you:          A healthy, engaged and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with...

  At Deutsche Börse AG, Group Compliance serves as both the Compliance function of Deutsche Börse AG and the umbrella organization for the Compliance division of Deutsche Börse Group. You will work closely with various business units and group control functions to ensure adherence to national and international laws and regulations applicable to different entities of Deutsche Börse Group (GDB) and their business activities.   Group Compliance proactively identifies potential compliance or reputational risks, including those related to new business activities and products. Group Compliance define group-wide policies, support their consistent application within group companies, and provide central services/processes to prevent money laundering, terrorist financing and other criminal offences, international financial sanctions, market abuse, and corruption. We also focus on data protection, conflict of interest management, and other legal requirements. Our...

  Your area of work: As an experienced legal professional in the field of international sanctions, you will play a key role within the Compliance function of Deutsche Börse Group (DBG). You will work closely with business units and control functions to ensure adherence to national and international sanctions regulations. Acting as a legal expert, you will provide guidance on complex sanctions-related matters, contribute to the development of Group-wide policies, and support the implementation of effective compliance frameworks to mitigate legal and reputational risks.   Your responsibilities: Legal analysis and interpretation of sanction regimes (e.g. EU regulations, US Executive Orders) and their impact on DBG´s legal entities Supporting the development and implementation of Group wide sanctions policies and procedures Advising business units across DBG on (legal) risks associated with financial sanctions Providing legal opinions on sanctions-related issues...

Unit Code: 2WP/PCO Challenging Internship at Bosch Japan! You will get the chance to work for a global player and be a part of a dynamic team where you can gather practical and on-the-job experience with a mix of day-to-day operations and projects in the operations of Corporate Quality Management.  As part of the Headquarter team in the Two-Wheeler and Powersports division, the successful applicant will support the deployment of the 2WP Product Compliance Management System Working with the project lead, the internship seeks for a candidate that can work autonomously as well as cooperate with the relevant stakeholders to help ensure that the project meets its' milestones.    Qualifications • Required Specialized knowledge: 1. Computer literacy inc. the of Microsoft Office Suite  2. Good presentation skills 3. Be a communicative, proactive, tenacious and reliable team player! • Preferred language abilities: 1. Fluent English required   • Preferred skills: 1....

Job Description: Job Title: Team Lead - Senior Compliance Officer, VP Location: Pune, India Corporate Title: Vice President Role Description Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change. Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment. We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’. As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible...

Job Description: Job Title: Compliance - Employee Compliance Officer, AVP Location: Manila Corporate Title: AVP The Employee Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity and reputation, and promoting, in partnership with the business, a culture of Compliance. Given the regulatory scrutiny and the need to implement a robust and globally consistent control framework, an effective Central Compliance function is a key component to the Department’s success. In the APAC region, Employee Compliance (EC) are responsible for Personal Account Dealing, Global Attestations and Licensing & Registrations (Singapore and Hong Kong). The successful candidate will be responsible for providing oversight to centralized services relating to licensing processes within the EC Operations in APAC. You will also be responsible for interacting with other regional EC teams...

Job Description: For over 150 years, our dedication to being the Global Hausbank for our clients has been driven by our people – in around 60 countries and across more than 150 nationalities. Their deep understanding, insights, expertise, and passion help our clients navigate an increasingly complex world – be it in our Corporate Bank, our Private Bank, our Investment Bank or our Asset Management division. As a 2nd Line of Defence (LOD) function, the Compliance Department seeks to protect the Bank’s licenses to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory organizations, and codes of conduct / ethics in connection with the Bank’s regulated activities, and driving a culture of compliance and ethical conduct in the Bank. It seeks to provide independent and objective assurance to the Management, on the adequacy of the design and effectiveness of the Compliance Risk control...

Job Description: Employer:              DWS Group Title:                       Senior Compliance Officer (Trading & Portfolio Management) Location:                Jacksonville Job Code:              #LI-LV2 #LI-03 About DWS: Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change. Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment. We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’. As investors on behalf of...

Job Description: Job Title: Local Team Lead - Global Senior Employee Compliance Officer Location: Pune, India Corporate Title: AVP Role Description Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly. And opportunity to make change. Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can lead ambitious opportunities and shape the future of investing. You can support our clients, local communities, and the environment. We’re looking for creative thinkers and innovators to join us as the world continues to transform. As whole markets change, one thing remains clear; our people always work together to capture the opportunities of tomorrow. That’s why we are ‘Investors for a new now’. As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible...

(Senior Associate) Vice President | Compliance Officer | Permanent term | Cork office   Division Clearstream Fund Centre, Cork Branch, Compliance   Clearstream is the innovative and trusted post-trade business for the global markets. Its segment Clearstream Fund Services delivers solutions for the entire fund ecosystem via its three key business lines: Vestima as the world’s largest fund processing platform provides order execution, settlement and custody services for more than 230,000 funds, ensuring highest asset safety for over 55 fund markets worldwide. Fund Centre, one of the leading European fund distribution platforms, connects international asset managers and fund houses with distribution partners, providing access to over 80,000 funds.  Kneip as one of the leading European fund data hubs provides premier fund data management and reporting solutions for the asset management industry.  Clearstream is part of Deutsche Börse Group, an international exchange...

Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice President Location New York, NY Overview You will provide real-time support to the Fixed Income & Currencies (FIC) Sales & Trading business which focuses on credit, rates, securitized products, foreign exchange, and emerging markets debt. Your primary focus will be aligned to the credit business. This includes advising on issues (questions, problems, or proposals) related to Credit sales and trading activities, surveillance and monitoring of controls, supervision, and other issues that are typical for a large global investment bank. What We Offer You A diverse and inclusive environment that embraces change, innovation, and collaboration A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days Employee Resource Groups support an inclusive workplace for everyone and...

Your Area of Work To ensure the activities of the Fund Services business line are conducted in accordance with applicable laws, regulations, circulars, and directives; and focus on regulatory and policy requirements applicable to Clearstream’s global customer base, products and services with the mission to ensure that Clearstream maintains high standards of regulatory compliance in the eyes of the customers, the public and the authorities in the markets that it serves. Overall role is to act as the Compliance Associate Vice President - Fund Services, for Clearstream Fund Centre S.A., Singapore Branch covering Asia, particularly ensuring compliance with applicable laws and regulations in Singapore and Hong Kong. Your Responsibilities: • Maintain and improve compliance framework, including AML/CFT, Sanctions, Anti-fraud, Anti-bribery • Ensure the compliance framework aligns with regulatory requirements and industry standards • Conduct regular reviews and updates of...